Song Hong Fang 4
4 · CG Oncology, Inc. · Filed Jan 31, 2024
Insider Transaction Report
Form 4
Song Hong Fang
Director
Transactions
- Conversion
Common Stock
2024-01-29+3,930,176→ 3,930,176 total(indirect: By Charming Jade Limited) - Conversion
Common Stock
2024-01-29+1,011,192→ 1,011,192 total(indirect: By Unique Diamond Investments Limited) - Conversion
Series C Preferred Stock
2024-01-29−6,262,967→ 0 total(indirect: By Unique Diamond Investments Limited)→ Common Stock (656,839 underlying) - Conversion
Series D Preferred Stock
2024-01-29−3,378,758→ 0 total(indirect: By Unique Diamond Investments Limited)→ Common Stock (354,353 underlying) - Purchase
Common Stock
2024-01-29$19.00/sh+263,157$4,999,983→ 613,928 total - Conversion
Series B Preferred Stock
2024-01-29−3,344,608→ 0 total→ Common Stock (350,771 underlying) - Conversion
Common Stock
2024-01-29+350,771→ 350,771 total - Conversion
Series E Preferred Stock
2024-01-29−37,474,236→ 0 total(indirect: By Charming Jade Limited)→ Common Stock (3,930,176 underlying)
Footnotes (4)
- [F1]Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's election and has no expiration date. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering.
- [F2]Unique Diamond Investments Limited is a wholly owned subsidiary of ORI Healthcare Fund, L.P. ORI Capital Inc. is the general partner of ORI Healthcare Fund, L.P.
- [F3]Each of ORI Capital Inc. and ORI Capital II Inc. is a wholly owned subsidiary of ORI Capital Holding Inc., which is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.
- [F4]Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P.