4//SEC Filing
Royan Ajay 4
Accession 0000950170-24-012838
CIK 0001572616other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 4:37 PM ET
Size
20.2 KB
Accession
0000950170-24-012838
Insider Transaction Report
Form 4
Royan Ajay
Director10% Owner
Transactions
- Conversion
Common Stock
2024-02-06+5,160,301→ 5,160,301 total(indirect: See footnote) - Conversion
Series C-1 Preferred Stock
2024-02-06−4,025,764→ 0 total(indirect: See footnote)→ Common Stock (1,875,938 underlying) - Conversion
Common Stock
2024-02-06+918,567→ 918,567 total(indirect: See footnote) - Purchase
Common Stock
2024-02-06$15.00/sh+333,333$4,999,995→ 1,251,900 total(indirect: See footnote) - Conversion
Series E Preferred Stock
2024-02-06−373,021→ 0 total(indirect: See footnote)→ Common Stock (173,821 underlying) - Conversion
Series C-2 Preferred Stock
2024-02-06−6,502,796→ 0 total(indirect: See footnote)→ Common Stock (3,030,193 underlying) - Conversion
Series D Preferred Stock
2024-02-06−545,450→ 0 total(indirect: See footnote)→ Common Stock (254,170 underlying) - Conversion
Series F Preferred Stock
2024-02-06−1,598,225→ 0 total(indirect: See footnote)→ Common Stock (744,746 underlying)
Footnotes (3)
- [F1]In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock.
- [F2]Represents securities held by Mithril LP ("LP"). Mithril GP LP ("GP LP") is the general partner of LP and may be deemed to have shared voting and dispositive power with respect to the securities held by LP. The Reporting Person is the authorized person of GP LP and a member of the investment committee of GP LP, and in such capacity may be deemed to have beneficial ownership of the securities held by LP. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.
- [F3]Represents securities held by Mithril II LP ("II LP"). Mithril II UGP LLC ("UGP II") is the general partner of Mithril II GP LP ("GP II"), which is the general partner of II LP, and each of UGP II and GP II may be deemed to have shared voting and dispositive power with respect to the securities held by II LP. The Reporting Person is the sole managing member of UGP II and a member of the investment committee of GP II, and in such capacity may be deemed to have beneficial ownership of the securities held by II LP. The Reporting Person disclaim such beneficial ownership except to the extent of his pecuniary interest therein, if any.
Documents
Issuer
Fractyl Health, Inc.
CIK 0001572616
Entity typeother
Related Parties
1- filerCIK 0001875614
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 4:37 PM ET
- Size
- 20.2 KB