SCHWARTZ HARVEY M 4
4 · Carlyle Group Inc. · Filed Feb 16, 2024
Insider Transaction Report
Form 4
SCHWARTZ HARVEY M
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2024-02-14+731,351→ 7,499,397 total
Footnotes (1)
- [F1]These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.76, $56.88 and $65.01, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 14, 2027 and any restricted stock units that have not vested as of February 15, 2027 will be forfeited.