Smith Craig Lindsay 4
4 · AlTi Global, Inc. · Filed Feb 28, 2024
Insider Transaction Report
Form 4
Smith Craig Lindsay
Director
Transactions
- Award
Class A Common Stock
2023-06-07+54,387→ 67,362.28 total - Disposition to Issuer
Warrant
2023-06-07−217,548→ 0 total→ Class A Common Stock (217,548 underlying)
Footnotes (3)
- [F1]On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 217,548 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 54,387 shares of Class A Common Stock.
- [F2]The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.
- [F3]The beneficial ownership total disclosed reflects the Reporting Person's ownership through the reporting date, including the shares of ALTI Class A Common Stock received (net the shares withheld for tax purposes) through the vesting transaction previously reported on February 21, 2024.