Alector, Inc.·4

Mar 5, 6:00 PM ET

Rosenthal Arnon 4

4 · Alector, Inc. · Filed Mar 5, 2024

Insider Transaction Report

Form 4
Period: 2024-03-04
Rosenthal Arnon
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    2024-03-04$6.92/sh18,837$130,3862,000,380 total
Holdings
  • Common Stock

    (indirect: See footnote)
    1,972,875
  • Common Stock

    (indirect: See footnote)
    652,500
  • Common Stock

    (indirect: See footnote)
    652,500
  • Common Stock

    (indirect: See footnote)
    652,500
Footnotes (6)
  • [F1]The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
  • [F2]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.9217 to $6.9219. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  • [F3]The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.
  • [F4]The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
  • [F5]The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
  • [F6]The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4