Ni Xiangyang (Sean) 4

Accession 0000950170-24-026633

CIK 0001792044other

View on SEC.gov Company Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 8:09 PM ET

Size

38.5 KB

Accession

0000950170-24-026633

Insider Transaction Report

Form 4

Period: 2024-03-02

Viatris IncVTRS

Ni Xiangyang (Sean)

President, Greater China

Transactions

Exercise/Conversion
Common Stock
2024-03-02+17,011→ 81,669 total
Exercise/Conversion
Common Stock
2024-03-02+7,195→ 88,864 total
Exercise/Conversion
Common Stock
2024-03-02+952→ 89,816 total
Exercise/Conversion
Common Stock
2024-03-03+13,627→ 103,443 total
Exercise/Conversion
Common Stock
2024-03-03+671→ 104,114 total
Exercise/Conversion
Common Stock
2024-03-04+7,564→ 111,678 total
Exercise/Conversion
Common Stock
2024-03-04+658→ 112,336 total
Sale
Common Stock
2024-03-04$12.54/sh−17,755$222,637→ 94,581 total
Sale
Common Stock
2024-03-04$12.36/sh−3,777$46,677→ 90,804 total
Award
Performance Restricted Stock Units
2024-03-02+17,011→ 17,011 total
Exercise: $0.00→ Common Stock (17,011 underlying)
Exercise/Conversion
Performance Restricted Stock Units
2024-03-02−17,011→ 0 total
Exercise: $0.00→ Common Stock (17,011 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-02−7,195→ 0 total
Exercise: $0.00→ Common Stock (7,195 underlying)
Exercise/Conversion
Dividend Equivalent Units
2024-03-02−951.281→ 0 total
Exercise: $0.00→ Common Stock (951.281 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-03−13,627→ 27,254 total
Exercise: $0.00→ Common Stock (13,627 underlying)
Exercise/Conversion
Dividend Equivalent Units
2024-03-03−670.884→ 1,342 total
Exercise: $0.00→ Common Stock (670.884 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-04−7,564→ 7,564 total
Exercise: $0.00→ Common Stock (7,564 underlying)
Exercise/Conversion
Dividend Equivalent Units
2024-03-04−657.653→ 658 total
Exercise: $0.00→ Common Stock (657.653 underlying)
Award
Restricted Stock Units
2024-03-04+37,945→ 37,945 total
Exercise: $0.00→ Common Stock (37,945 underlying)

Footnotes (16)

[F1]Fractional shares have been rounded up in connection with the settlement described in footnote 11 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.
[F10]Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.
[F11]Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.
[F12]Each RSU represents the right to receive one share of common stock of Viatris. 13,627 of the RSUs granted on March 3, 2023 vested on March 3, 2024, and 13,627 will vest on each of March 3, 2025 and March 3, 2026.
[F13]Represents DEUs that accrued with respect to the RSUs previously granted on March 3, 2023 and vest on the same schedule as the underlying RSUs.
[F14]Each RSU represents the right to receive one share of common stock of Viatris. 7,563 of the RSUs granted on March 4, 2022 vested on March 4, 2023, 7,564 vested on March 4, 2024 and 7,564 will vest on March 4, 2025.
[F15]Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vest on the same schedule as the underlying RSUs.
[F16]Each RSU represents the right to receive one share of common stock of Viatris. 12,649 of the RSUs granted on March 4, 2024 will vest on March 4, 2025, 12,648 will vest on March 4, 2026 and 12,648 will vest on March 4, 2027.
[F2]Fractional shares have been rounded up in connection with the settlement described in footnote 13 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan.
[F3]Fractional shares have been rounded up in connection with the settlement described in footnote 15 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan.
[F4]Shares sold to satisfy the tax liability associated with the vesting and settlement of the performance restricted stock units (PRSUs) granted on March 2, 2021, the RSUs granted on March 2, 2021, the RSUs granted on March 4, 2022, the RSUs granted on March 3, 2023 and each such grant's related dividend equivalent units (DEUs).
[F5]Represents the weighted average price of the reporting person's disposition of 17,755 shares of common stock in transactions ranging from $12.375 to $12.59. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
[F6]Represents the weighted average price of the reporting person's disposition of 3,777 shares of common stock in transactions ranging from $12.27 to $12.36. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
[F7]Amount includes DEUs that accrued with respect to the PRSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying PRSUs. Fractional shares with respect to such DEUs were rounded up pursuant to the terms of the PRSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan.
[F8]Each PRSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). The PRSUs were initially granted on March 2, 2021, subject to the attainment of previously established three-year performance goals and a vesting period. The PRSUs vested on March 2, 2024.
[F9]Each RSU represents the right to receive one share of common stock of Viatris. 7,195 of the RSUs granted on March 2, 2021 vested on each of March 2, 2022, March 2, 2023 and March 2, 2024.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

Viatris Inc

CIK 0001792044

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Entity typeother

Related Parties

filerCIK 0001848812

Filing Metadata

Form type: 4
Filed: Mar 4, 7:00 PM ET
Accepted: Mar 5, 8:09 PM ET
Size: 38.5 KB

View on SEC.gov