4//SEC Filing
LONG BALL PARTNERS LLC 4
Accession 0000950170-24-028325
CIK 0001831096other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 9:35 PM ET
Size
16.6 KB
Accession
0000950170-24-028325
Insider Transaction Report
Form 4
Transactions
- Purchase
Common stock, par value $0.01 per share ("Common Stock")
2024-03-05$1.93/sh+5,137$9,914→ 6,289,573 total(indirect: See Footnotes) - Purchase
Common Stock
2024-03-06$1.96/sh+4,389$8,602→ 6,293,962 total(indirect: See Footnotes) - Purchase
Common Stock
2024-03-07$1.96/sh+5,081$9,959→ 6,299,043 total(indirect: See Footnotes)
Holdings
- 862,911
Common Stock
LONG BALL PARTNERS LLC
10% Owner
Transactions
- Purchase
Common Stock
2024-03-06$1.96/sh+4,389$8,602→ 6,293,962 total(indirect: See Footnotes) - Purchase
Common Stock
2024-03-07$1.96/sh+5,081$9,959→ 6,299,043 total(indirect: See Footnotes) - Purchase
Common stock, par value $0.01 per share ("Common Stock")
2024-03-05$1.93/sh+5,137$9,914→ 6,289,573 total(indirect: See Footnotes)
Holdings
- 862,911
Common Stock
Reese Jason W.
DirectorSee remarks10% Owner
Transactions
- Purchase
Common Stock
2024-03-06$1.96/sh+4,389$8,602→ 6,293,962 total(indirect: See Footnotes) - Purchase
Common Stock
2024-03-07$1.96/sh+5,081$9,959→ 6,299,043 total(indirect: See Footnotes) - Purchase
Common stock, par value $0.01 per share ("Common Stock")
2024-03-05$1.93/sh+5,137$9,914→ 6,289,573 total(indirect: See Footnotes)
Holdings
- 862,911
Common Stock
Transactions
- Purchase
Common stock, par value $0.01 per share ("Common Stock")
2024-03-05$1.93/sh+5,137$9,914→ 6,289,573 total(indirect: See Footnotes) - Purchase
Common Stock
2024-03-06$1.96/sh+4,389$8,602→ 6,293,962 total(indirect: See Footnotes) - Purchase
Common Stock
2024-03-07$1.96/sh+5,081$9,959→ 6,299,043 total(indirect: See Footnotes)
Holdings
- 862,911
Common Stock
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]This Common Stock is held directly by Long Ball Partners, LLC ("Long Ball"), Imperial Capital Asset Management, LLC ("ICAM") and Imperial Capital Group Holdings II, LLC ("ICGH2"). Mr. Reese is portfolio manager to Long Ball and is Chairman and Chief Executive Officer of ICAM, which is the managing member of and investment manager to Long Ball. Mr. Reese is one of the owners of Imperial Capital Group Holdings, LLC, which is the managing member of ICGH2. Mr. Reese has voting and dispositive power over the shares of Common Stock held directly by each of Long Ball, ICAM and ICGH2.
- [F3]Each of Mr. Reese, ICAM, Long Ball and ICGH2 disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest.
- [F4]The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $1.90 to $1.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F6]Consists of 4,929,059 shares held directly by Long Ball, 909,084 shares held directly by ICAM, and 460,900 shares held directly by ICGH2.
- [F7]Reflects shares directly beneficially owned by Mr. Reese.
Documents
Issuer
Great Elm Group, Inc.
CIK 0001831096
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001308057
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 9:35 PM ET
- Size
- 16.6 KB