Home/Filings/4/0000950170-24-029541
4//SEC Filing

GOFF JOHN C 4

Accession 0000950170-24-029541

CIK 0001714562other

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 8:09 PM ET

Size

12.1 KB

Accession

0000950170-24-029541

Insider Transaction Report

Form 4
Period: 2024-03-07
Transactions
  • Award

    Common Shares

    2024-03-07$1.39/sh+4,316,546$5,999,9995,695,170 total(indirect: By LLC)
  • Award

    Warrant (right to purchase)

    2024-03-07+647,482647,482 total(indirect: By LLC)
    Exercise: $1.55From: 2024-09-08Common Shares (647,482 underlying)
GOFF JOHN C
10% Owner
Transactions
  • Award

    Common Shares

    2024-03-07$1.39/sh+4,316,546$5,999,9995,695,170 total(indirect: By LLC)
  • Award

    Warrant (right to purchase)

    2024-03-07+647,482647,482 total(indirect: By LLC)
    Exercise: $1.55From: 2024-09-08Common Shares (647,482 underlying)
Footnotes (5)
  • [F1]Reflects securities of the Issuer acquired by Goff Jones Strategic Partners, LLC pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC.
  • [F2]Includes 4,316,546 shares of the Issuer's common shares held by Goff Jones Strategic Partners, LLC. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC.
  • [F3](Continued from Footnote 2) John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purpose.
  • [F4]Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC.
  • [F5](Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Documents

1 file

Issuer

GameSquare Holdings, Inc.

CIK 0001714562

Entity typeother

Related Parties

1
  • filerCIK 0001040463

Filing Metadata

Form type
4
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 8:09 PM ET
Size
12.1 KB