4//SEC Filing
Hao Kenneth 4
Accession 0000950170-24-034971
CIK 0001730168other
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 8:19 PM ET
Size
14.2 KB
Accession
0000950170-24-034971
Insider Transaction Report
Form 4
Broadcom Inc.AVGO
Hao Kenneth
Director
Transactions
- Sale
Common Stock, $0.001 par value
2024-03-21$1388.58/sh−5,462$7,584,424→ 486 total(indirect: Held through Silver Lake Group, L.L.C.) - Sale
Common Stock, $0.001 par value
2024-03-21$1389.20/sh−486$675,151→ 0 total(indirect: Held through Silver Lake Group, L.L.C.) - Sale
Common Stock, $0.001 par value
2024-03-21$1387.67/sh−1,607$2,229,986→ 5,948 total(indirect: Held through Silver Lake Group, L.L.C.) - Sale
Common Stock, $0.001 par value
2024-03-21$1386.76/sh−1,605$2,225,750→ 7,555 total(indirect: Held through Silver Lake Group, L.L.C.)
Holdings
- 5,392(indirect: By Partnership)
Common Stock, $0.001 par value
- 106,600(indirect: By LLC)
Common Stock, $0.001 par value
- 45
Common Stock, $0.001 par value
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,386.08 to $1,387.075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,387.11 to $1,388.1018, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,388.12 to $1,389.0526, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,389.12 to $1,389.2708, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- [F6]Reflects certain transfers between investment vehicles beneficially owned by Mr. Hao and his family, which transfers were exempt from reporting under Rule 16a-13 of the Exchange Act.
Documents
Issuer
Broadcom Inc.
CIK 0001730168
Entity typeother
Related Parties
1- filerCIK 0001415357
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 8:19 PM ET
- Size
- 14.2 KB