FiscalNote Holdings, Inc.·4

Mar 22, 4:28 PM ET

Compton Key 4

4 · FiscalNote Holdings, Inc. · Filed Mar 22, 2024

Insider Transaction Report

Form 4
Period: 2024-03-20
Compton Key
Director
Transactions
  • Sale

    Class A Common Stock

    2024-03-2029,3991,466 total(indirect: See Footnote)
Holdings
  • Class A Common Stock

    139,700
  • Class A Common Stock

    (indirect: See footnote)
    214,897
Footnotes (3)
  • [F1]These shares were distributed to certain members of Urgent Capital LLC ("Urgent Capital") upon such members redeeming their respective membership interests in Urgent Capital.
  • [F2]The shares are beneficially owned by Urgent Capital. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.
  • [F3]The shares are beneficially owned by Global Public Offering Master Fund, L.P ("GPO Master Fund") . The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4