PLANTE ROBERT A. 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 22, 2024

Insider Transaction Report

Form 4

Period: 2024-03-20

PEAPACK GLADSTONE FINANCIAL CORPPGC

PLANTE ROBERT A.

EVP, Chief Operating Officer

Transactions

Award
Phantom Stock
2024-03-20+4,879→ 4,879 total
→ Common Stock (4,879 underlying)
Award
Phantom Stock
2024-03-20+3,253→ 3,253 total
→ Common Stock (3,253 underlying)

Holdings

Phantom Stock
→ Common Stock (3,746 underlying)
3,746
Restricted Stock Units
→ Common Stock (7,762 underlying)
7,762
Common Stock
(indirect: By Trust)
43,455
Restricted Stock Units
→ Common Stock (13,837 underlying)
13,837
Common Stock
(indirect: By 401(k))
213.425
Common Stock
4,156.147
Common Stock
(indirect: Employee Stock Purchase Plan)
2,929.166

Footnotes (12)

[F1]Includes shares received through dividend reinvestment since the last filing.
[F10]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
[F11]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
[F12]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
[F2]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
[F3]Includes 401(k) contributions used to purchase PGC stock.
[F4]Each share of phantom stock is the economic equivalent of one share of common stock.
[F5]The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.
[F6]Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.
[F7]The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.
[F8]The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date.
[F9]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

Documents

1 file

4
ownership.xmlPrimary
4