Hemhauser Maureen 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 22, 2024

Form 4

Period: 2024-03-20

EVP & Chief Risk Officer

Transactions

Award
Phantom Stock
2024-03-20+4,279→ 4,279 total
→ Common Stock (4,279 underlying)
Award
Phantom Stock
2024-03-20+1,426→ 1,426 total
→ Common Stock (1,426 underlying)
Tax Payment
Common Stock
2024-03-20$23.92/sh−406$9,712→ 4,427 total

Holdings

Footnotes (10)

[F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
[F10]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
[F2]Includes 401(k) contributions used to purchase PGC stock.
[F3]Each share of phantom stock is the economic equivalent of one share of common stock.
[F4]The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.
[F5]The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.
[F6]The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date.
[F7]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
[F8]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
[F9]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

Documents

1 file