Home/Filings/4/0000950170-24-035542
4//SEC Filing

BABCOCK JOHN P 4

Accession 0000950170-24-035542

CIK 0001050743other

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 6:17 PM ET

Size

15.6 KB

Accession

0000950170-24-035542

Insider Transaction Report

Form 4
Period: 2024-03-20
BABCOCK JOHN P
SEVP & Pres of Priv Wealth Mgt
Transactions
  • Award

    Phantom Stock

    2024-03-20+8,2788,278 total
    Common Stock (8,278 underlying)
  • Tax Payment

    Common Stock

    2024-03-20$23.92/sh810$19,37567,155 total
  • Award

    Phantom Stock

    2024-03-20+12,41812,418 total
    Common Stock (12,418 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    6,630.13
  • Phantom Stock

    Common Stock (8,624 underlying)
    8,624
  • Restricted Stock Units

    Common Stock (30,543 underlying)
    30,543
  • Common Stock

    (indirect: By Trust)
    47,925
  • Restricted Stock Units

    Common Stock (17,132 underlying)
    17,132
Footnotes (12)
  • [F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  • [F10]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F11]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F12]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
  • [F2]Includes 401(k) contributions used to purchase PGC stock.
  • [F3]Each share of phantom stock is the economic equivalent of one share of common stock.
  • [F4]The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F5]Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.
  • [F6]The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.
  • [F7]The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F8]The phantom stock will cliff vest, after three years, if certain performance conditions are met.
  • [F9]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

Documents

1 file

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

Entity typeother

Related Parties

1
  • filerCIK 0001602623

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 6:17 PM ET
Size
15.6 KB