Earnings Feed
Start Free
Home/Filings/4/0000950170-24-036610
4//SEC Filing

Pepper Douglas A 4

Accession 0000950170-24-036610

CIK 0001676238other
View on SEC.govCompany Profile

Filed

Mar 25, 8:00 PM ET

Accepted

Mar 26, 5:32 PM ET

Size

21.1 KB

Accession

0000950170-24-036610

Insider Transaction Report

Form 4
Period: 2024-03-22
Braze, Inc.BRZE
Pepper Douglas A
Director
Transactions
  • Conversion

    Class A Common Stock

    2024-03-22+1,450,318→ 2,843,172 total(indirect: By ICONIQ Strategic Partners III, L.P.)
  • Conversion

    Class B Common Stock

    2024-03-22−1,450,318→ 740,362 total(indirect: By ICONIQ Strategic Partners III, L.P.)
    → Class B Common Stock (1,450,318 underlying)
  • Conversion

    Class A Common Stock

    2024-03-22+1,549,682→ 3,037,961 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
  • Conversion

    Class B Common Stock

    2024-03-22−1,549,682→ 791,087 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
    → Class B Common Stock (1,549,682 underlying)
Holdings

  • Class A Common Stock

    78,946

  • Class B Common Stock

    (indirect: By ICONIQ Strategic Partners V, L.P.)
    → Class B Common Stock (924,889 underlying)
    924,889

  • Class B Common Stock

    (indirect: By ICONIQ Strategic Partners V-B, L.P.)
    → Class B Common Stock (1,424,796 underlying)
    1,424,796

  • Class A Common Stock

    (indirect: By ICONIQ Strategic Partners VI, L.P.)
    752,506

  • Class A Common Stock

    (indirect: By ICONIQ Strategic Partners VI-B, L.P.)
    1,036,124
Footnotes (13)
  • [F1]On March 22, 2024, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") converted in the aggregate 1,450,318 shares of the Issuer's Class B Common Stock into 1,450,318 shares of the Issuer's Class A Common Stock.
  • [F10]The shares are held by the Reporting Person through a family trust of which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of the shares held by the trust for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
  • [F11]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one-to-one basis, upon the following: (1) the death of a Class B common stockholder who is a natural person, (2) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (3) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B Common Stock and (4) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.
  • [F12]The shares are held by ICONIQ V.
  • [F13]The shares are held by ICONIQ V-B.
  • [F2]The shares are held by ICONIQ III.
  • [F3]ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B"). ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ Strategic Partners V, L.P. ("ICONIQ V") and ICONIQ Strategic Partners V-B, L.P. ("ICONIQ V-B"). ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ Strategic Partners VI, L.P.
  • [F4](Continued from Footnote 3) ("ICONIQ VI") and ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B"). ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP.
  • [F5]The Reporting Person is a partner at ICONIQ Capital and may have limited partner or other interests in one or more of the entities described herein. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.
  • [F6]On March 22, 2024, converted in the aggregate 1,549,682 shares of the Issuer's Class B Common Stock into 1,549,682 shares of the Issuer's Class A Common Stock.
  • [F7]The shares are held by ICONIQ III-B.
  • [F8]The shares are held by ICONIQ VI.
  • [F9]The shares are held by ICONIQ VI-B.

Documents

1 file

Issuer

Braze, Inc.

CIK 0001676238

→
Entity typeother

Related Parties

1
  • filerCIK 0001381839

Filing Metadata

Form type
4
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 5:32 PM ET
Size
21.1 KB
View on SEC.gov