4//SEC Filing
FRIEDMAN ADENA T 4
Accession 0000950170-24-041238
CIK 0001120193other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:00 PM ET
Size
11.5 KB
Accession
0000950170-24-041238
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
FRIEDMAN ADENA T
DirectorChair and CEO
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2024-04-01$62.29/sh−23,429$1,459,392→ 1,823,863 total - Award
Common Stock, par value $0.01 per share
2024-04-01+41,740→ 1,847,292 total
Holdings
- 73,500(indirect: By Trust)
Common Stock, par value $0.01 per share
- 73,500(indirect: By Trust)
Common Stock, par value $0.01 per share
- 806,451
Employee Stock Option (Right to Buy)
Exercise: $22.22Exp: 2027-01-03→ Common Stock (806,451 underlying) - 306,936
Employee Stock Option (Right to Buy)
Exercise: $67.48Exp: 2032-01-03→ Common Stock (306,936 underlying)
Footnotes (6)
- [F1]Represents shares or units of restricted stock (RSUs) granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- [F3]Represents (i) 422,524 shares or units of restricted stock, of which 293,348 are vested, (ii) 1,287,986 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.
- [F4]Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
- [F5]The option vests on January 3, 2027.
- [F6]Options exercisable.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001240169
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 5:00 PM ET
- Size
- 11.5 KB