4//SEC Filing
Tiedemann Michael 4
Accession 0000950170-24-042005
CIK 0001838615other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 8:04 PM ET
Size
15.1 KB
Accession
0000950170-24-042005
Insider Transaction Report
Form 4
Tiedemann Michael
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2024-03-11+150,000→ 309,145.53 total - Exercise/Conversion
Class B Common Stock
2024-03-11−150,000→ 4,915,196 total→ Class A Common Stock (150,000 underlying)
Holdings
- 63,326(indirect: See Footnotes)
Class A Common Stock
- 16,979(indirect: See Footnotes)
Class A Common Stock
- 42,918(indirect: See Footnotes)
Class A Common Stock
- 2,500,103(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (2,500,103 underlying) - 670,334(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (670,334 underlying) - 1,694,408(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,694,408 underlying)
Footnotes (3)
- [F1]Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.
- [F2]Such securities are held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, except to the extent of any pecuniary interest he may have therein.
- [F3]The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (ii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
Documents
Issuer
AlTi Global, Inc.
CIK 0001838615
Entity typeother
Related Parties
1- filerCIK 0001958484
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 8:04 PM ET
- Size
- 15.1 KB