Home/Filings/4/0000950170-24-043465
4//SEC Filing

New Enterprise Associates 15, L.P. 4

Accession 0000950170-24-043465

CIK 0001671284other

Filed

Apr 9, 8:00 PM ET

Accepted

Apr 10, 6:36 PM ET

Size

10.3 KB

Accession

0000950170-24-043465

Insider Transaction Report

Form 4
Period: 2024-04-08
Transactions
  • Purchase

    Warrant (Right to Buy)

    2024-04-08+123,729123,729 total
    Exercise: $0.01Common Stock (123,729 underlying)
NEA Partners 15, L.P.
Director10% Owner
Transactions
  • Purchase

    Warrant (Right to Buy)

    2024-04-08+123,729123,729 total
    Exercise: $0.01Common Stock (123,729 underlying)
NEA 15 GP, LLC
Director10% Owner
Transactions
  • Purchase

    Warrant (Right to Buy)

    2024-04-08+123,729123,729 total
    Exercise: $0.01Common Stock (123,729 underlying)
Footnotes (3)
  • [F1]Pursuant to the Warrantholders Agreement ("Warrantholders Agreement"), dated April 8, 2024, between the Issuer and the holders listed on Schedule 1 thereto, the warrants will be issued on the first business day following the conclusion of the 10 calendar day period after the distribution of the letter required to be mailed by the Issuer to its shareholders pursuant to Section 312.05 of the NYSE Listed Company Manual (such date, the "Closing Date"). The warrants will be exercisable at any time after issuance and prior to the close of business on the fifth anniversary of the Closing Date.
  • [F2]Warrants to be issued pursuant to the Warrantholders Agreement and the Credit Agreement, dated August 4, 2023, as amended by that certain Incremental Amendment No. 1, dated as of October 2, 2023, and that certain Incremental Amendment No. 2, dated as of April 8, 2024, between the Issuer and the lenders thereto.
  • [F3]The securities are directly held by New Enterprise Associates 15, L.P. ("NEA 15") and are indirectly held by NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP (collectively, the "Managers"), together, the "Indirect Reporting Persons"). The Managers are Forest Baskett, Anthony A. Florence, Jr., Mohamad Makhzoumi, and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Indirect Reporting Persons have no pecuniary interest.

Documents

1 file

Issuer

NeueHealth, Inc.

CIK 0001671284

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001629794

Filing Metadata

Form type
4
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 6:36 PM ET
Size
10.3 KB