Home/Filings/4/0000950170-24-043468
4//SEC Filing

New Enterprise Associates 16, L.P. 4

Accession 0000950170-24-043468

CIK 0001671284other

Filed

Apr 9, 8:00 PM ET

Accepted

Apr 10, 6:41 PM ET

Size

10.3 KB

Accession

0000950170-24-043468

Insider Transaction Report

Form 4
Period: 2024-04-08
NEA 16 GP, LLC
Director10% Owner
Transactions
  • Purchase

    Warrant (Right to Buy)

    2024-04-08+123,729123,729 total
    Exercise: $0.01Common Stock (123,729 underlying)
Transactions
  • Purchase

    Warrant (Right to Buy)

    2024-04-08+123,729123,729 total
    Exercise: $0.01Common Stock (123,729 underlying)
NEA Partners 16, L.P.
Director10% Owner
Transactions
  • Purchase

    Warrant (Right to Buy)

    2024-04-08+123,729123,729 total
    Exercise: $0.01Common Stock (123,729 underlying)
Footnotes (3)
  • [F1]Pursuant to the Warrantholders Agreement ("Warrantholders Agreement"), dated April 8, 2024, between the Issuer and the holders listed on Schedule 1 thereto, the warrants will be issued on the first business day following the conclusion of the 10 calendar day period after the distribution of the letter required to be mailed by the Issuer to its shareholders pursuant to Section 312.05 of the NYSE Listed Company Manual (such date, the "Closing Date"). The warrants will be exercisable at any time after issuance and prior to the close of business on the fifth anniversary of the Closing Date.
  • [F2]Warrants to be issued pursuant to the Warrantholders Agreement and the Credit Agreement, dated August 4, 2023, as amended by that certain Incremental Amendment No. 1, dated as of October 2, 2023, and that certain Incremental Amendment No. 2, dated as of April 8, 2024, between the Issuer and the lenders thereto.
  • [F3]The securities are directly held by New Enterprise Associates 16, L.P. ("NEA 16") and are indirectly held by NEA Partners 16, L.P. ("NEA Partners 16"), the sole general partner of NEA 16, NEA 16 GP, LLC ("NEA 16 GP"), the sole general partner of NEA Partners 16, and the individual managers of NEA 16 GP (NEA Partners 16, NEA 16 GP and the individual managers of NEA 16 GP (collectively, the "NEA 16 Managers"), together, the "NEA 16 Indirect Reporting Persons"). The NEA 16 Managers are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony A. Florence, Jr., Mohamad Makhzoumi, Scott D. Sandell and Paul Walker. The NEA 16 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 16 in which the NEA 16 Indirect Reporting Persons have no pecuniary interest.

Documents

1 file

Issuer

NeueHealth, Inc.

CIK 0001671284

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001694560

Filing Metadata

Form type
4
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 6:41 PM ET
Size
10.3 KB