Gil Benavides Jesus Salvador 4
4 · FreightCar America, Inc. · Filed Apr 11, 2024
Insider Transaction Report
Form 4
Gil Benavides Jesus Salvador
Director
Transactions
- Exercise/Conversion
Employee Stock Option
2024-04-09$3.22/sh−17,022$54,811→ 0 totalExercise: $3.22Exp: 2024-04-30→ Common Stock (17,022 underlying) - Exercise/Conversion
Employee Stock Option
2024-04-09$2.38/sh−300,000$714,000→ 0 totalExercise: $2.38Exp: 2024-04-30→ Common Stock (300,000 underlying) - Exercise/Conversion
Common Stock
2024-04-09$2.38/sh+300,000$714,000→ 328,772 total - Exercise/Conversion
Common Stock
2024-04-09$3.22/sh+17,022$54,811→ 345,794 total
Holdings
- 640,603(indirect: See footnote)
Common Stock
- 316,013(indirect: See footnote)
Common Stock
- 12,608
Employee Stock Option
Exercise: $3.81Exp: 2024-04-30→ Common Stock (12,608 underlying) - 28,709
Employee Stock Option
Exercise: $3.82Exp: 2024-04-30→ Common Stock (28,709 underlying)
Footnotes (7)
- [F1]Represents the exercise of vested employee stock options and stock appreciation rights by the reporting person pursuant to Rule 16b-3.
- [F2]Represents 640,603 shares owned by Fabricaciones y Servicios de Mexico, S.A. de C.V., a corporation in which Jesus Salvador Gil Benavides owns 33% of the equity interests, and therefore is deemed to have voting and dispositive power over 33% of the shares held by such entity. Fabricaciones y Servicios de Mexico, S.A. de C.V. owns a total of 1,941,221 shares of common stock of the Company.
- [F3]Represents 316,013 shares owned by Agben de Mexico, S.A. de C.V., a corporation in which Jesus Salavdor Gil Benavides owns 99% of the equity interests, and therefore is deemed to have voting and dispositive power over the securities held by such entity.
- [F4]300,000 stock appreciation rights granted on January 5, 2021 were fully vested and exercisable on January 5, 2024.
- [F5]17,022 options granted on January 6, 2023 were fully vested and exercisable on January 6, 2024.
- [F6]28,709 options granted on January 17, 2022 are fully vested and exercisable until April 30, 2024.
- [F7]12,608 options granted on January 28, 2021 are fully vested and exercisable until April 30, 2024.