4//SEC Filing
Pepper Douglas A 4
Accession 0000950170-24-044816
CIK 0001676238other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 4:37 PM ET
Size
12.8 KB
Accession
0000950170-24-044816
Insider Transaction Report
Form 4
Braze, Inc.BRZE
Pepper Douglas A
Director
Transactions
- Other
Class A Common Stock
2024-04-12−725,159→ 2,118,013 total(indirect: By ICONIQ Strategic Partners III, L.P.) - Other
Class A Common Stock
2024-04-12−774,841→ 2,263,120 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
Holdings
- 752,506(indirect: By ICONIQ Strategic Partners VI, L.P.)
Class A Common Stock
- 85,096
Class A Common Stock
- 1,036,124(indirect: By ICONIQ Strategic Partners VI-B, L.P.)
Class A Common Stock
Footnotes (9)
- [F1]On April 12, 2024, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") distributed, for no consideration, in the aggregate 725,159 shares of the Issuer's Class A Common Stock (the "ICONIQ III Shares") to its limited partners and to ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP"), representing each such partner's pro rata interest in such ICONIQ III Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III Shares it received in the distribution by ICONIQ III to its partners, representing each such partner's pro rata interest in such ICONIQ III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F2]The shares are held by ICONIQ III.
- [F3]ICONIQ III GP is the sole general partner of each of ICONIQ III and ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B"). ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ Strategic Partners VI, L.P. ("ICONIQ VI") and ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B"). ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of ICONIQ VI Parent GP.
- [F4]The Reporting Person is a partner at ICONIQ Capital and may have limited partner or other interests in one or more of the entities described herein. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.
- [F5]On April 12, 2024, ICONIQ III-B distributed, for no consideration, in the aggregate 774,841 shares of the Issuer's Class A Common Stock (the "ICONIQ III-B Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III-B Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III-B Shares it received in the distribution by ICONIQ III-B to its partners, representing each such partner's pro rata interest in such ICONIQ III-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act.
- [F6]The shares are held by ICONIQ III-B.
- [F7]The shares are held by ICONIQ VI.
- [F8]The shares are held by ICONIQ VI-B.
- [F9]The shares are held by the Reporting Person through a family trust of which the Reporting Person serves as trustee. Includes an aggregate of 6,150 ICONIQ III Shares and ICONIQ III-B Shares received in the distributions described in footnotes (1) and (5) above. The Reporting Person disclaims beneficial ownership of the shares held by the trust for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Documents
Issuer
Braze, Inc.
CIK 0001676238
Entity typeother
Related Parties
1- filerCIK 0001381839
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 4:37 PM ET
- Size
- 12.8 KB