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4//SEC Filing

Goldfarb Ira 4

Accession 0000950170-24-045197

CIK 0001490161other
View on SEC.govCompany Profile

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 5:45 PM ET

Size

35.5 KB

Accession

0000950170-24-045197

Insider Transaction Report

Form 4
Period: 2024-04-15
Sow Good Inc.SOWG
Goldfarb Ira
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.35/sh+25,000$58,750→ 25,000 total(indirect: By LLC)
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.35/sh+25,000$58,750→ 334,357 total
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.21/sh+225,000$497,250→ 559,357 total
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.35/sh+500,000$1,175,000→ 557,646 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.60/sh+125,000$325,000→ 682,646 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.60/sh+125,000$325,000→ 807,646 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.60/sh+62,500$162,500→ 870,146 total(indirect: By Trust)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-15−125,000→ 0 total(indirect: By Trust)
    Exercise: $2.60From: 2022-08-23Exp: 2032-08-23→ Common Stock (125,000 underlying)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-15−125,000→ 0 total(indirect: By Trust)
    Exercise: $2.60From: 2022-08-23Exp: 2032-08-23→ Common Stock (125,000 underlying)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-15−187,500→ 0 total(indirect: By Trust)
    Exercise: $2.50From: 2023-04-25Exp: 2033-04-25→ Common Stock (187,500 underlying)
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.50/sh+187,500$468,750→ 1,057,646 total(indirect: By Trust)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-15−225,000→ 0 total
    Exercise: $2.21From: 2021-12-31Exp: 2031-12-31→ Common Stock (225,000 underlying)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-15−25,000→ 0 total
    Exercise: $2.35From: 2022-04-08Exp: 2032-04-08→ Common Stock (25,000 underlying)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-15−500,000→ 0 total(indirect: By Trust)
    Exercise: $2.35From: 2022-04-08Exp: 2032-04-08→ Common Stock (500,000 underlying)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-15−25,000→ 0 total(indirect: By LLC)
    Exercise: $2.35From: 2022-04-08Exp: 2032-04-08→ Common Stock (25,000 underlying)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-15−62,500→ 0 total(indirect: By Trust)
    Exercise: $2.60From: 2022-08-23Exp: 2032-08-23→ Common Stock (62,500 underlying)
Holdings

  • Common Stock

    (indirect: By LLC)
    1,620,973
Footnotes (10)
  • [F1]Mr. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb.
  • [F10]Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
  • [F2]Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.
  • [F3]Shares held by IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member.
  • [F4]Shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.
  • [F5]Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
  • [F6]Warrants purchased as joint tenants with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
  • [F7]Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
  • [F8]Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest.
  • [F9]Warrants purchased by the IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member.

Documents

1 file

Issuer

Sow Good Inc.

CIK 0001490161

→
Entity typeother

Related Parties

1
  • filerCIK 0001827152

Filing Metadata

Form type
4
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 5:45 PM ET
Size
35.5 KB
View on SEC.gov