Goldfarb Claudia 4

4 · Sow Good Inc. · Filed Apr 17, 2024

Form 4

Period: 2024-04-15

DirectorChief Operating Officer10% Owner

Transactions

Exercise/Conversion
Common Stock
2024-04-15$2.35/sh+25,000$58,750→ 310,990 total
Exercise/Conversion
Common Stock
2024-04-15$2.21/sh+225,000$497,250→ 535,990 total
Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−225,000→ 0 total
Exercise: $2.21From: 2021-12-31Exp: 2031-12-31→ Common Stock (225,000 underlying)
Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−25,000→ 0 total
Exercise: $2.35From: 2022-04-08Exp: 2032-04-08→ Common Stock (25,000 underlying)

Holdings

Footnotes (5)

[F1]Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
[F2]Shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner of the issuer) share control and pecuniary interest.
[F3]Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
[F4]Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
[F5]Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

Documents

1 file