Sow Good Inc.·4

Apr 17, 5:59 PM ET

Berman Brad 4

4 · Sow Good Inc. · Filed Apr 17, 2024

Insider Transaction Report

Form 4
Period: 2024-04-15
Berman Brad
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2024-04-15$2.50/sh+25,000$62,50066,636 total(indirect: By Trust)
  • Exercise/Conversion

    Warrant (Right to Buy)

    2024-04-1525,0000 total(indirect: By Trust)
    Exercise: $2.50From: 2023-05-11Exp: 2033-05-11Common Stock (25,000 underlying)
Holdings
  • Common Stock

    252,935
  • Common Stock

    (indirect: By Spouse)
    6,195
  • Common Stock

    (indirect: By Trust)
    23,735
Footnotes (5)
  • [F1]Shares held by the Bradley Berman Irrevocable Trust for which Mr. Bradley Berman is a trustee and holds a pecuniary interest.
  • [F2]Shares held by the spouse of Mr. Berman.
  • [F3]Shares held by the following children's trusts, for which Mr. Berman is a trustee: 2003 CMB Irrevocable Trust; 2003 PAB Irrevocable Trust; 2005 DSB Irrevocable Trust; 2006 TAB Irrevocable Trust; 2006 KRB Irrevocable Trust; 2008 MEB Irrevocable Trust and 2010 ARB Irrevocable Trust.
  • [F4]Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
  • [F5]Warrants purchased by the Bradley Berman Irrevocable Trust of which Mr. Berman is the trustee.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4