Greylock XIV-A Limited Partnership 4

Accession 0000950170-24-051463

CIK 0001943896other

View on SEC.gov Company Profile

Filed

Apr 30, 8:00 PM ET

Accepted

May 1, 6:37 PM ET

Size

42.3 KB

Accession

0000950170-24-051463

Insider Transaction Report

Form 4

Period: 2024-04-29

Rubrik, Inc.RBRK

Greylock XIV Limited Partnership

10% Owner

Transactions

Conversion
Class B Common Stock
2024-04-29+17,905,789→ 17,905,789 total(indirect: By Partnership)
→ Class A Common Stock (17,905,789 underlying)
Conversion
Series C Preferred Stock
2024-04-29−108,342→ 0 total(indirect: By Partnership)
→ Class B Common Stock (108,342 underlying)
Conversion
Series B Preferred Stock
2024-04-29−11,583,248→ 0 total(indirect: By Partnership)
→ Class B Common Stock (11,583,248 underlying)
Conversion
Series D Preferred Stock
2024-04-29−189,840→ 0 total(indirect: By Partnership)
→ Class B Common Stock (189,840 underlying)
Conversion
Series C Preferred Stock
2024-04-29−1,950,165→ 0 total(indirect: By Partnership)
→ Class B Common Stock (1,950,165 underlying)
Conversion
Series D Preferred Stock
2024-04-29−3,417,116→ 0 total(indirect: By Partnership)
→ Class B Common Stock (3,417,116 underlying)
Conversion
Series E Preferred Stock
2024-04-29−53,070→ 0 total(indirect: By Partnership)
→ Class B Common Stock (53,070 underlying)
Conversion
Class B Common Stock
2024-04-29+994,764→ 994,764 total(indirect: By Partnership)
→ Class A Common Stock (994,764 underlying)
Conversion
Series C Preferred Stock
2024-04-29−108,342→ 0 total(indirect: By LLC)
→ Class B Common Stock (108,342 underlying)
Conversion
Class B Common Stock
2024-04-29+994,764→ 994,764 total(indirect: By LLC)
→ Class A Common Stock (994,764 underlying)
Conversion
Series B Preferred Stock
2024-04-29−643,512→ 0 total(indirect: By Partnership)
→ Class B Common Stock (643,512 underlying)
Conversion
Series E Preferred Stock
2024-04-29−955,260→ 0 total(indirect: By Partnership)
→ Class B Common Stock (955,260 underlying)
Conversion
Series B Preferred Stock
2024-04-29−643,512→ 0 total(indirect: By LLC)
→ Class B Common Stock (643,512 underlying)
Conversion
Series D Preferred Stock
2024-04-29−189,840→ 0 total(indirect: By LLC)
→ Class B Common Stock (189,840 underlying)
Conversion
Series E Preferred Stock
2024-04-29−53,070→ 0 total(indirect: By LLC)
→ Class B Common Stock (53,070 underlying)

Greylock XIV-A Limited Partnership

10% Owner

Transactions

Conversion
Series D Preferred Stock
2024-04-29−3,417,116→ 0 total(indirect: By Partnership)
→ Class B Common Stock (3,417,116 underlying)
Conversion
Series E Preferred Stock
2024-04-29−53,070→ 0 total(indirect: By Partnership)
→ Class B Common Stock (53,070 underlying)
Conversion
Class B Common Stock
2024-04-29+17,905,789→ 17,905,789 total(indirect: By Partnership)
→ Class A Common Stock (17,905,789 underlying)
Conversion
Series B Preferred Stock
2024-04-29−643,512→ 0 total(indirect: By Partnership)
→ Class B Common Stock (643,512 underlying)
Conversion
Series C Preferred Stock
2024-04-29−108,342→ 0 total(indirect: By Partnership)
→ Class B Common Stock (108,342 underlying)
Conversion
Class B Common Stock
2024-04-29+994,764→ 994,764 total(indirect: By Partnership)
→ Class A Common Stock (994,764 underlying)
Conversion
Series D Preferred Stock
2024-04-29−189,840→ 0 total(indirect: By LLC)
→ Class B Common Stock (189,840 underlying)
Conversion
Series E Preferred Stock
2024-04-29−53,070→ 0 total(indirect: By LLC)
→ Class B Common Stock (53,070 underlying)
Conversion
Class B Common Stock
2024-04-29+994,764→ 994,764 total(indirect: By LLC)
→ Class A Common Stock (994,764 underlying)
Conversion
Series B Preferred Stock
2024-04-29−11,583,248→ 0 total(indirect: By Partnership)
→ Class B Common Stock (11,583,248 underlying)
Conversion
Series C Preferred Stock
2024-04-29−1,950,165→ 0 total(indirect: By Partnership)
→ Class B Common Stock (1,950,165 underlying)
Conversion
Series E Preferred Stock
2024-04-29−955,260→ 0 total(indirect: By Partnership)
→ Class B Common Stock (955,260 underlying)
Conversion
Series D Preferred Stock
2024-04-29−189,840→ 0 total(indirect: By Partnership)
→ Class B Common Stock (189,840 underlying)
Conversion
Series B Preferred Stock
2024-04-29−643,512→ 0 total(indirect: By LLC)
→ Class B Common Stock (643,512 underlying)
Conversion
Series C Preferred Stock
2024-04-29−108,342→ 0 total(indirect: By LLC)
→ Class B Common Stock (108,342 underlying)

Greylock XIV GP LLC

10% Owner

Transactions

Conversion
Series B Preferred Stock
2024-04-29−11,583,248→ 0 total(indirect: By Partnership)
→ Class B Common Stock (11,583,248 underlying)
Conversion
Series D Preferred Stock
2024-04-29−189,840→ 0 total(indirect: By Partnership)
→ Class B Common Stock (189,840 underlying)
Conversion
Class B Common Stock
2024-04-29+17,905,789→ 17,905,789 total(indirect: By Partnership)
→ Class A Common Stock (17,905,789 underlying)
Conversion
Series C Preferred Stock
2024-04-29−108,342→ 0 total(indirect: By LLC)
→ Class B Common Stock (108,342 underlying)
Conversion
Class B Common Stock
2024-04-29+994,764→ 994,764 total(indirect: By LLC)
→ Class A Common Stock (994,764 underlying)
Conversion
Series C Preferred Stock
2024-04-29−1,950,165→ 0 total(indirect: By Partnership)
→ Class B Common Stock (1,950,165 underlying)
Conversion
Series D Preferred Stock
2024-04-29−3,417,116→ 0 total(indirect: By Partnership)
→ Class B Common Stock (3,417,116 underlying)
Conversion
Series E Preferred Stock
2024-04-29−955,260→ 0 total(indirect: By Partnership)
→ Class B Common Stock (955,260 underlying)
Conversion
Series B Preferred Stock
2024-04-29−643,512→ 0 total(indirect: By Partnership)
→ Class B Common Stock (643,512 underlying)
Conversion
Series C Preferred Stock
2024-04-29−108,342→ 0 total(indirect: By Partnership)
→ Class B Common Stock (108,342 underlying)
Conversion
Series E Preferred Stock
2024-04-29−53,070→ 0 total(indirect: By Partnership)
→ Class B Common Stock (53,070 underlying)
Conversion
Class B Common Stock
2024-04-29+994,764→ 994,764 total(indirect: By Partnership)
→ Class A Common Stock (994,764 underlying)
Conversion
Series B Preferred Stock
2024-04-29−643,512→ 0 total(indirect: By LLC)
→ Class B Common Stock (643,512 underlying)
Conversion
Series D Preferred Stock
2024-04-29−189,840→ 0 total(indirect: By LLC)
→ Class B Common Stock (189,840 underlying)
Conversion
Series E Preferred Stock
2024-04-29−53,070→ 0 total(indirect: By LLC)
→ Class B Common Stock (53,070 underlying)

Footnotes (5)

[F1]The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
[F2]The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F3]Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
[F4]The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F5]The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

Rubrik, Inc.

CIK 0001943896

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001584722

Filing Metadata

Form type: 4
Filed: Apr 30, 8:00 PM ET
Accepted: May 1, 6:37 PM ET
Size: 42.3 KB

View on SEC.gov