ADVANCED ENERGY INDUSTRIES INC·4

May 7, 7:38 PM ET

FOSTER RONALD C 4

4 · ADVANCED ENERGY INDUSTRIES INC · Filed May 7, 2024

Insider Transaction Report

Form 4
Period: 2024-05-03
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2024-05-052,2570 total
    Common Stock (2,257 underlying)
  • Award

    Restricted Stock Units

    2024-05-03+2,0932,093 total
    Exercise: $0.00Common Stock (2,093 underlying)
  • Exercise/Conversion

    Common Stock

    2024-05-05+2,2572,257 total
Holdings
  • Common Stock

    (indirect: By Trust)
    18,425
  • Common Stock

    (indirect: By Trust)
    18,425
Footnotes (5)
  • [F1]On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.
  • [F2]Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary.
  • [F3]Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.
  • [F4]Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.
  • [F5]Restricted stock units are not exercisable and do not have an expiration date.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4