Home/Filings/3/0000950170-24-056087
3//SEC Filing

Hill Path Holdings LLC 3

Accession 0000950170-24-056087

CIK 0001399520other

Filed

May 7, 8:00 PM ET

Accepted

May 8, 7:22 PM ET

Size

17.2 KB

Accession

0000950170-24-056087

Insider Transaction Report

Form 3
Period: 2024-05-01
ROSS SCOTT I
Director
Holdings
  • Series A Preferred Stock

    (indirect: By HPC III Kaizen LP)
    150,000
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $10.00From: 2024-05-01Exp: 2029-05-01Common Stock (1,000,000 underlying)
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $0.01From: 2024-05-01Exp: 2034-05-01Common Stock (1,786,582 underlying)
HPC III Kaizen LP
DirectorOther
Holdings
  • Series A Preferred Stock

    (indirect: By HPC III Kaizen LP)
    150,000
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $0.01From: 2024-05-01Exp: 2034-05-01Common Stock (1,786,582 underlying)
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $10.00From: 2024-05-01Exp: 2029-05-01Common Stock (1,000,000 underlying)
Holdings
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $0.01From: 2024-05-01Exp: 2034-05-01Common Stock (1,786,582 underlying)
  • Series A Preferred Stock

    (indirect: By HPC III Kaizen LP)
    150,000
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $10.00From: 2024-05-01Exp: 2029-05-01Common Stock (1,000,000 underlying)
Holdings
  • Series A Preferred Stock

    (indirect: By HPC III Kaizen LP)
    150,000
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $10.00From: 2024-05-01Exp: 2029-05-01Common Stock (1,000,000 underlying)
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $0.01From: 2024-05-01Exp: 2034-05-01Common Stock (1,786,582 underlying)
Holdings
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $10.00From: 2024-05-01Exp: 2029-05-01Common Stock (1,000,000 underlying)
  • Series A Preferred Stock

    (indirect: By HPC III Kaizen LP)
    150,000
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $0.01From: 2024-05-01Exp: 2034-05-01Common Stock (1,786,582 underlying)
Holdings
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $10.00From: 2024-05-01Exp: 2029-05-01Common Stock (1,000,000 underlying)
  • Series A Preferred Stock

    (indirect: By HPC III Kaizen LP)
    150,000
  • Warrants to Purchase Common Stock

    (indirect: By HPC III Kaizen LP)
    Exercise: $0.01From: 2024-05-01Exp: 2034-05-01Common Stock (1,786,582 underlying)
Footnotes (3)
  • [F1]This Form 3 is filed jointly by HPC III Kaizen LP ("HPC III Kaizen"), Hill Path Capital Partners III GP LLC ("Hill Path III GP"), Hill Path Investment Holdings III LLC ("Hill Path Investment Holdings III"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]Securities owned directly by HPC III Kaizen. Hill Path III GP, as the general partner of HPC III Kaizen, may be deemed to beneficially own the securities owned directly by HPC III Kaizen. Hill Path Investment Holdings III, as the managing member of Hill Path III GP, may be deemed to beneficially own the securities owned directly by HPC III Kaizen.
  • [F3]Hill Path, as the investment manager of HPC III Kaizen, may be deemed to beneficially own the securities owned directly by HPC III Kaizen. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HPC III Kaizen. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings III, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HPC III Kaizen.

Documents

1 file

Issuer

ONE Group Hospitality, Inc.

CIK 0001399520

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001676388

Filing Metadata

Form type
3
Filed
May 7, 8:00 PM ET
Accepted
May 8, 7:22 PM ET
Size
17.2 KB