Li-Cycle Holdings Corp.·4

May 10, 5:06 PM ET

Kochhar Ajay 4

4 · Li-Cycle Holdings Corp. · Filed May 10, 2024

Insider Transaction Report

Form 4
Period: 2024-05-08
Kochhar Ajay
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Common Shares

    2024-05-08+1,069,9001,345,265 total
Holdings
  • Common Shares

    (indirect: See Footnote)
    24,862,612
Footnotes (3)
  • [F1]Comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
  • [F2]Includes 152,758 restricted stock units vesting between February 2, 2024 and January 27, 2026. Each restricted stock unit represents a right to receive one share of the Issuer's common shares.
  • [F3]Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4