|4Jun 18, 5:34 PM ET

Harder Gerald 4

4 · Trinity Capital Inc. · Filed Jun 18, 2024

Insider Transaction Report

Form 4
Period: 2024-06-14
Harder Gerald
Chief Operating Officer
Transactions
  • Tax Payment

    Common Stock

    2024-06-14$14.82/sh4,609$68,305241,836 total
Holdings
  • Common Stock

    (indirect: By Trust)
    9,788
  • Common Stock

    (indirect: By Trust)
    10,000
Footnotes (2)
  • [F1]Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
  • [F2]Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15,2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issuedunder the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4