Montano Trevor 4

4 · BLUE RIDGE BANKSHARES, INC. · Filed Jul 2, 2024

Form 4

Period: 2024-06-28

Director

Transactions

Conversion
Common Stock
2024-06-28+227,369.24→ 241,654 total
Conversion
Common Stock
2024-06-28+244,630.76→ 260,000 total(indirect: By managed account)
Conversion
Series B Preferred Stock
2024-06-28−56.84→ 0 total
→ Common Stock (227,369.24 underlying)
Conversion
Series B Preferred Stock
2024-06-28−61.16→ 0 total(indirect: By managed account)
→ Common Stock (244,630.76 underlying)
Conversion
Warrant (right to buy)
2024-06-28+121,392→ 121,392 total
From: 2024-04-03Exp: 2029-04-03→ Common Stock (121,392 underlying)
Conversion
Warrant (right to buy)
2024-06-28+130,607→ 130,607 total(indirect: By managed account)
From: 2024-04-03Exp: 2029-04-03→ Common Stock (130,607 underlying)
Conversion
Warrant (right to buy)
2024-06-28−30.35→ 0 total
From: 2024-04-03Exp: 2029-04-03→ Series B Preferred Stock (30.35 underlying)
Conversion
Warrant (right to buy)
2024-06-28−32.65→ 0 total(indirect: By managed account)
From: 2024-04-03Exp: 2029-04-03→ Series B Preferred Stock (32.65 underlying)

Footnotes (5)

[F1]The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.
[F2]The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest in the securities.
[F3]The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.
[F4]The shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, underlying the warrant converted into shares of common stock on a 1-for-4,000 basis.
[F5]The Series B Warrant was exercisable to purchase shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, at a price of $10,000 per share, subject to certain adjustments. Upon the Mandatory Conversion, the Series B Warrant became exercisable to purchase shares of Common Stock (reflecting a conversion on a 1-for-4,000 basis) at a price of $2.50 per share, subject to certain adjustments.

Documents

1 file