Home/Filings/4/0000950170-24-081737
4//SEC Filing

Manko Joseph M. Jr. 4

Accession 0000950170-24-081737

CIK 0001394056other

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 8:44 PM ET

Size

6.3 KB

Accession

0000950170-24-081737

Insider Transaction Report

Form 4
Period: 2024-07-01
Transactions
  • Award

    Common Stock

    2024-07-01+21,00021,000 total
Holdings
  • Common Stock

    (indirect: Horton Capital Partners Fund, LP)
    1,099,899
Footnotes (3)
  • [F1]Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.
  • [F2]Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
  • [F3]The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

ONE STOP SYSTEMS, INC.

CIK 0001394056

Entity typeother

Related Parties

1
  • filerCIK 0001664091

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 8:44 PM ET
Size
6.3 KB