4//SEC Filing
STEIN ELLIOT JR 4
Accession 0000950170-24-086023
CIK 0001278752other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 4:05 PM ET
Size
7.5 KB
Accession
0000950170-24-086023
Insider Transaction Report
Form 4
STEIN ELLIOT JR
Director
Transactions
- Award
Common Stock
2024-07-22+668→ 11,885 total - Award
Common Stock
2024-07-22+566→ 12,451 total
Footnotes (2)
- [F1]Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.
- [F2]Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.
Documents
Issuer
MidCap Financial Investment Corp
CIK 0001278752
Entity typeother
Related Parties
1- filerCIK 0001285613
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 4:05 PM ET
- Size
- 7.5 KB