THOMA BRAVO UGP, LLC 4
4 · NASDAQ, INC. · Filed Jul 30, 2024
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
Adenza Parent, LP
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2024-07-29$64.58/sh−42,804,207$2,764,295,688→ 42,804,207 total
Footnotes (3)
- [F1]On July 29, 2024, the Reporting Persons sold an aggregate of 42,804,207 shares of the Issuer's Common Stock, par value $0.01 per share, in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (File No. 333-279011).
- [F2]Consists of 42,804,207 shares held directly by Argus Seller, LP ("Argus Seller").
- [F3]Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of certain investment funds affiliated with Thoma Bravo UGP (the "Thoma Bravo Funds"), and the Thoma Bravo Funds and certain unaffiliated investors are limited partners of Argus Seller. By virtue of the relationships described in this footnote, Thoma Bravo UGP may be deemed to beneficially own shares of Common Stock directly owned by Argus Seller. The Thoma Bravo Funds and Thoma Bravo UGP disclaim beneficial ownership of the shares of Common Stock directly owned by Argus Seller except to the extent of their pecuniary interest therein.