4//SEC Filing
THOMA BRAVO UGP, LLC 4
Accession 0000950170-24-088078
CIK 0001120193other
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 5:51 PM ET
Size
7.9 KB
Accession
0000950170-24-088078
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
Adenza Parent, LP
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2024-07-29$64.58/sh−42,804,207$2,764,295,688→ 42,804,207 total
THOMA BRAVO UGP, LLC
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2024-07-29$64.58/sh−42,804,207$2,764,295,688→ 42,804,207 total
Footnotes (3)
- [F1]On July 29, 2024, the Reporting Persons sold an aggregate of 42,804,207 shares of the Issuer's Common Stock, par value $0.01 per share, in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (File No. 333-279011).
- [F2]Consists of 42,804,207 shares held directly by Argus Seller, LP ("Argus Seller").
- [F3]Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of certain investment funds affiliated with Thoma Bravo UGP (the "Thoma Bravo Funds"), and the Thoma Bravo Funds and certain unaffiliated investors are limited partners of Argus Seller. By virtue of the relationships described in this footnote, Thoma Bravo UGP may be deemed to beneficially own shares of Common Stock directly owned by Argus Seller. The Thoma Bravo Funds and Thoma Bravo UGP disclaim beneficial ownership of the shares of Common Stock directly owned by Argus Seller except to the extent of their pecuniary interest therein.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001813487
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 5:51 PM ET
- Size
- 7.9 KB