4//SEC Filing
FIG LLC 4
Accession 0000950170-24-096425
CIK 0001899883other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 5:07 PM ET
Size
50.0 KB
Accession
0000950170-24-096425
Insider Transaction Report
Form 4
FIG Buyer GP, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
FIG Corp.
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Fortress Investment Group LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Fortress Operating Entity I LP
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
FIG LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Foundation Holdco LP
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
FIG Parent, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
FINCO I LLC
10% Owner
Transactions
- Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
FINCO I Intermediate Holdco LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.95/sh+4,379$8,539→ 1,740,045 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$2.61/sh+8,695,652$22,695,652→ 11,818,062 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2024-08-09$9.04/sh−3,399,501$30,731,489→ 8,418,561 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−4,379→ 0 total(indirect: See Footnotes)Exercise: $1.95Exp: 2030-08-28→ Common Stock, par value $0.01 per share (4,379 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−1,452→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-08-31→ Common Stock, par value $0.01 per share (1,452 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−33,457→ 0 total(indirect: See Footnotes)Exercise: $1.94Exp: 2030-09-01→ Common Stock, par value $0.01 per share (33,457 underlying) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+1,452$2,817→ 1,741,497 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$1.94/sh+33,457$64,907→ 1,774,954 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.69/sh+284,746$1,050,713→ 2,059,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+960,000$3,043,200→ 3,019,700 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock, par value $0.01 per share
2024-08-09$3.17/sh+102,710$325,591→ 3,122,410 total(indirect: See Footnotes) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−8,695,652→ 2,173,913 total(indirect: See Footnotes)Exercise: $2.61Exp: 2032-08-01→ Common Stock, par value $0.01 per share (8,695,652 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−284,746→ 35,593 total(indirect: See Footnotes)Exercise: $3.69Exp: 2031-03-25→ Common Stock, par value $0.01 per share (284,746 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−960,000→ 120,000 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-09-14→ Common Stock, par value $0.01 per share (960,000 underlying) - Exercise of In-Money
Stock Option (right to buy)
2024-08-09−102,710→ 12,838 total(indirect: See Footnotes)Exercise: $3.17Exp: 2031-10-12→ Common Stock, par value $0.01 per share (102,710 underlying)
Holdings
- 757,340(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Footnotes (7)
- [F1]Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.
- [F2]Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise.
- [F3]On August 9, 2024, FIG exercised options to purchase an aggregate of 11,818,062 shares of the Issuer's common stock at various prices as reported in the two Forms 4 filed on the date hereof. These options were net settled, resulting in the Issuer's withholding of 3,399,501 of the option shares for the exercise prices and issuing to FIG the remaining 8,418,561 shares.
- [F4]Reflects securities held directly by Principal Holdings I LP, a Delaware limited partnership ("Principal Holdings"). Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco") is the general partner of Principal Holdings. FIG Buyer GP, LLC, a Delaware limited liability company ("FIG Buyer"), is the general partner of Foundation Holdco.
- [F5]These options are fully vested and exercisable, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards.
- [F6]Reflects the cancellation of certain options in connection with the exercise of corresponding tandem awards by an officer of the Issuer.
- [F7]Upon grant (August 1, 2022), such options were fully vested and become exercisable over a 30-month period in monthly installments beginning on the first of each month following the month in which the options were granted, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards.
Documents
Issuer
FTAI Infrastructure Inc.
CIK 0001899883
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001245521
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 5:07 PM ET
- Size
- 50.0 KB