|4Aug 15, 7:44 PM ET

Manko Joseph M. Jr. 4

4 · ONE STOP SYSTEMS, INC. · Filed Aug 15, 2024

Insider Transaction Report

Form 4
Period: 2024-08-13
Transactions
  • Purchase

    Common Stock

    2024-08-14$1.99/sh+25,000$49,7501,174,899 total(indirect: Horton Capital Partners Fund, LP)
  • Purchase

    Common Stock

    2024-08-13$1.94/sh+50,000$97,0001,149,899 total(indirect: Horton Capital Partners Fund, LP)
Holdings
  • Common Stock

    21,000
Footnotes (2)
  • [F1]The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  • [F2]Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4