LYNCH THOMAS E 4

Accession 0000950170-24-098721

CIK 0001759824other

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 5:59 PM ET

Size

22.1 KB

Accession

0000950170-24-098721

Form 4

Period: 2024-08-15

10% Owner

Transactions

Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-15$12.50/sh+86,700$1,083,750→ 4,165,308 total
Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-16$12.50/sh+5,600$70,000→ 4,170,908 total
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−95→ 0 total
Exercise: $10.00Exp: 2024-10-18→ Common Stock (9,500 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-16−56→ 0 total
Exercise: $12.50Exp: 2024-08-16→ Common Stock (5,600 underlying)
Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-15$10.00/sh+14,900$149,000→ 4,078,608 total
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−104→ 56 total
Exercise: $12.50Exp: 2024-08-16→ Common Stock (10,400 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−54→ 11 total
Exercise: $10.00From: 2024-07-19Exp: 2024-09-20→ Common Stock (5,400 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−763→ 412 total
Exercise: $12.50Exp: 2024-09-20→ Common Stock (76,300 underlying)

10% Owner

Transactions

Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-15$12.50/sh+86,700$1,083,750→ 4,165,308 total
Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-15$10.00/sh+14,900$149,000→ 4,078,608 total
Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-16$12.50/sh+5,600$70,000→ 4,170,908 total
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−54→ 11 total
Exercise: $10.00From: 2024-07-19Exp: 2024-09-20→ Common Stock (5,400 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−104→ 56 total
Exercise: $12.50Exp: 2024-08-16→ Common Stock (10,400 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−763→ 412 total
Exercise: $12.50Exp: 2024-09-20→ Common Stock (76,300 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−95→ 0 total
Exercise: $10.00Exp: 2024-10-18→ Common Stock (9,500 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-16−56→ 0 total
Exercise: $12.50Exp: 2024-08-16→ Common Stock (5,600 underlying)

10% Owner

Transactions

Exercise of In-Money
Put options (obligation to buy)
2024-08-16−56→ 0 total
Exercise: $12.50Exp: 2024-08-16→ Common Stock (5,600 underlying)
Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-15$10.00/sh+14,900$149,000→ 4,078,608 total
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−95→ 0 total
Exercise: $10.00Exp: 2024-10-18→ Common Stock (9,500 underlying)
Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-15$12.50/sh+86,700$1,083,750→ 4,165,308 total
Exercise of In-Money
Common Stock, $0.0001 par value
2024-08-16$12.50/sh+5,600$70,000→ 4,170,908 total
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−104→ 56 total
Exercise: $12.50Exp: 2024-08-16→ Common Stock (10,400 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−54→ 11 total
Exercise: $10.00From: 2024-07-19Exp: 2024-09-20→ Common Stock (5,400 underlying)
Exercise of In-Money
Put options (obligation to buy)
2024-08-15−763→ 412 total
Exercise: $12.50Exp: 2024-09-20→ Common Stock (76,300 underlying)

Footnotes (3)

[F1]The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
[F2]Each put option became exercisable on the date purchased, which dates range from 7/19/2024 to 7/22/2024.
[F3]Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/30/2024.

Documents

1 file

ALTA EQUIPMENT GROUP INC.

CIK 0001759824

Entity typeother