4//SEC Filing
Upton Richard A 4
Accession 0000950170-24-099586
CIK 0001842939other
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 5:57 PM ET
Size
7.3 KB
Accession
0000950170-24-099586
Insider Transaction Report
Form 4
Carmell CorpCTCX
Upton Richard A
Director
Transactions
- Purchase
Common Stock
2024-08-20$0.89/sh+3,600$3,218→ 10,000 total
Holdings
- 57,659
Common Stock
- 1,358,019(indirect: Harbor Light Capital Partners)
Commmon Stock
Footnotes (3)
- [F1]The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $0.889 to $0.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]The shares beneficially owned by the Reporting Person include 57,659 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of August 20, 2024.
- [F3]Carmell Series of Harbor Light Direct Investment, LLC is the record holder of 1,248,114 shares and Harbor Light Direct Investment, LP is the record holder of 109,905 shares. The Reporting Person is the General Partner of Harbor Ligh Capital Partners, the investment manager to these entities, and may be deemed the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.
Documents
Issuer
Carmell Corp
CIK 0001842939
Entity typeother
Related Parties
1- filerCIK 0001375726
Filing Metadata
- Form type
- 4
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 5:57 PM ET
- Size
- 7.3 KB