RODRIGUEZ RICARDO C. 4

4 · ASPEN AEROGELS INC · Filed Aug 28, 2024

Form 4

Period: 2024-08-26

CFO & Treasurer

Transactions

Sale
Common Stock
2024-08-26$30.11/sh−24,198$728,602→ 29,057 total
Sale
Common Stock
2024-08-26$30.70/sh−100$3,070→ 20,790 total
Exercise/Conversion
Common Stock
2024-08-26$6.81/sh+25,300$172,293→ 53,255 total
Sale
Common Stock
2024-08-26$30.14/sh−7,065$212,939→ 20,890 total
Sale
Common Stock
2024-08-26$30.65/sh−1,102$33,776→ 27,955 total
Exercise/Conversion
Stock Option (Right to Buy)
2024-08-26−25,300→ 50,679 total
Exercise: $6.81Exp: 2033-06-01→ Common Stock (25,300 underlying)

Footnotes (6)

[F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person on May 16, 2024.
[F2]These transactions were executed in multiple trades at prices ranging from $29.55 to $30.50. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
[F3]These transactions were executed in multiple trades at prices ranging from $30.55 to $30.71. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
[F4]These transactions were executed in multiple trades at prices ranging from $29.68 to $30.59. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
[F5]Represents 20,790 Restricted Stock Units.
[F6]The options are currently vested with respect to 25,326 shares. The remaining options vest in two installments as follows: 25,327 shares on March 8, 2025 and 25,326 shares on March 8, 2026.

Documents

1 file