4//SEC Filing
LONG BALL PARTNERS LLC 4
Accession 0000950170-24-109094
CIK 0001831096other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 4:28 PM ET
Size
12.2 KB
Accession
0000950170-24-109094
Insider Transaction Report
Form 4
Reese Jason W.
DirectorSee remarks10% Owner
Transactions
- Award
Common Stock
2024-09-20+130,208→ 993,119 total
Holdings
- 6,379,646(indirect: See Footnotes)
Common stock, par value $0.01 per share ("Common Stock")
Transactions
- Award
Common Stock
2024-09-20+130,208→ 993,119 total
Holdings
- 6,379,646(indirect: See Footnotes)
Common stock, par value $0.01 per share ("Common Stock")
Transactions
- Award
Common Stock
2024-09-20+130,208→ 993,119 total
Holdings
- 6,379,646(indirect: See Footnotes)
Common stock, par value $0.01 per share ("Common Stock")
LONG BALL PARTNERS LLC
10% Owner
Transactions
- Award
Common Stock
2024-09-20+130,208→ 993,119 total
Holdings
- 6,379,646(indirect: See Footnotes)
Common stock, par value $0.01 per share ("Common Stock")
Footnotes (5)
- [F1]This Common Stock is held directly by Long Ball Partners, LLC ("Long Ball"), Imperial Capital Asset Management, LLC ("ICAM") and Imperial Capital Group Holdings II, LLC ("ICGH2"). Mr. Reese is portfolio manager to Long Ball and is Chairman and Chief Executive Officer of ICAM, which is the managing member of and investment manager to Long Ball. Mr. Reese is one of the owners of Imperial Capital Group Holdings, LLC, which is the managing member of ICGH2. Mr. Reese has voting and dispositive power over the shares of Common Stock held directly by each of Long Ball, ICAM and ICGH2.
- [F2]Consists of 5,009,662 shares held directly by Long Ball, 909,084 shares held directly by ICAM, and 460,900 shares held directly by ICGH2.
- [F3]Each of Mr. Reese, ICAM, Long Ball and ICGH2 disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest.
- [F4]On September 20, 2024, Jason Reese was awarded 130,208 shares of restricted stock, 25% of which vested on September 20, 2024, with 25% to vest on each of September 20, 2025, September 20, 2026 and September 20, 2027.
- [F5]Reflects shares directly beneficially owned by Mr. Reese.
Documents
Issuer
Great Elm Group, Inc.
CIK 0001831096
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001308057
Filing Metadata
- Form type
- 4
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 4:28 PM ET
- Size
- 12.2 KB