ATAI Life Sciences N.V.·4

Oct 4, 4:30 PM ET

Johnson Anne Nagengast 4

4 · ATAI Life Sciences N.V. · Filed Oct 4, 2024

Insider Transaction Report

Form 4
Period: 2024-10-04
Johnson Anne Nagengast
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Stock Option

    2024-10-04326,4160 total
    Exercise: $5.68Exp: 2025-08-20Common Shares (326,416 underlying)
  • Award

    Stock Option

    2024-10-04+326,416326,416 total
    Exercise: $5.68Exp: 2030-08-20Common Shares (326,416 underlying)
  • Award

    Stock Option

    2024-10-04+115,152115,152 total
    Exercise: $11.71Exp: 2030-08-20Common Shares (115,152 underlying)
  • Disposition to Issuer

    Stock Option

    2024-10-04115,1520 total
    Exercise: $11.71Exp: 2025-08-20Common Shares (115,152 underlying)
Footnotes (3)
  • [F1]No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.
  • [F2]The stock option is fully vested and currently exercisable.
  • [F3]The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4