Fleming Harold Edward 4
4 · Upstream Bio, Inc. · Filed Oct 15, 2024
Insider Transaction Report
Form 4
Fleming Harold Edward
Director
Transactions
- Award
Stock Option (Right to Buy)
2024-10-10+17,096→ 17,096 totalExercise: $17.00Exp: 2034-10-09→ Common Stock (17,096 underlying)
Footnotes (2)
- [F1]The shares underlying this option shall vest upon the earlier of (i) October 10, 2025 and (ii) the date of the next Annual Meeting of Stockholders of the Issuer, subject to the Reporting Person's continued service on such vesting date.
- [F2]Mr. Fleming has agreed to receive and hold for the benefit of Enavate Sciences, LP, any securities granted to him for his service as a director on the Issuer's board of directors. As such, Mr. Fleming disclaims beneficial ownership of, and all right, title and interest in, the option and the shares issuable upon exercise thereof.