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4//SEC Filing

ROSE MATTHEW K 4

Accession 0000950170-24-116429

CIK 0001111741other

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 8:16 PM ET

Size

9.9 KB

Accession

0000950170-24-116429

Insider Transaction Report

Form 4
Period: 2024-10-18
ROSE MATTHEW K
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2024-10-18$1.04/sh+1,495,000$1,554,8002,275,415 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By Trust)
    1,755,000
  • Common Stock

    736,479
Golden Post Rail, LLC
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2024-10-18$1.04/sh+1,495,000$1,554,8002,275,415 total(indirect: By LLC)
Holdings
  • Common Stock

    736,479
  • Common Stock

    (indirect: By Trust)
    1,755,000
Footnotes (5)
  • [F1]The number of shares reported includes 125,054 shares issued to Golden Post Rail, LLC ("Golden Post") pursuant to certain anti-dilution protections.
  • [F2]The reporting persons may be deemed to be a member of a group with respect to DynaResource, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  • [F3]Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the Issuer.
  • [F4]Represents the number of shares held following the transfer by MKR 2022 Grantor Retained Annuity Trust ("MKR GRAT") of 245,000 shares to Mr. Rose in satisfaction of an annuity payment, which represents a change in the form of beneficial ownership and was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
  • [F5]Represents shares held by MKR GRAT, of which Mr. Rose is the trustee and beneficiary. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these securities.

Documents

1 file

Issuer

DYNARESOURCE INC

CIK 0001111741

Entity typeother

Related Parties

1
  • filerCIK 0001200246

Filing Metadata

Form type
4
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 8:16 PM ET
Size
9.9 KB