Asgard Investment Corp. 3
3 · SWK Holdings Corp · Filed Nov 1, 2024
Insider Transaction Report
Form 3
Carlson Capital GP, L.P.
10% Owner
Holdings
- 12,353.51(indirect: See footnotes)
Common Stock, par value $0.001 per share the "Common Stock"
Footnotes (2)
- [F1]The shares of Common Stock to which this relates are held directly by Carlson Capital GP, L.P., a Delaware limited partnership (the "Carlson Capital GP").
- [F2]Asgard Investment Corp., a Delaware corporation ("Asgard") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital GP. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard and the Carlson Capital GP.