3//SEC Filing
Asgard Investment Corp. 3
Accession 0000950170-24-120050
CIK 0001089907other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 4:05 PM ET
Size
8.0 KB
Accession
0000950170-24-120050
Insider Transaction Report
Form 3
Carlson Capital GP, L.P.
10% Owner
Holdings
- 12,353.51(indirect: See footnotes)
Common Stock, par value $0.001 per share the "Common Stock"
Asgard Investment Corp.
10% Owner
Holdings
- 12,353.51(indirect: See footnotes)
Common Stock, par value $0.001 per share the "Common Stock"
Carlson Clint Duane
10% Owner
Holdings
- 12,353.51(indirect: See footnotes)
Common Stock, par value $0.001 per share the "Common Stock"
Footnotes (2)
- [F1]The shares of Common Stock to which this relates are held directly by Carlson Capital GP, L.P., a Delaware limited partnership (the "Carlson Capital GP").
- [F2]Asgard Investment Corp., a Delaware corporation ("Asgard") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital GP. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard and the Carlson Capital GP.
Documents
Issuer
SWK Holdings Corp
CIK 0001089907
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001404557
Filing Metadata
- Form type
- 3
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 4:05 PM ET
- Size
- 8.0 KB