Home/Filings/4/0000950170-24-120928
4//SEC Filing

Traverse David K 4

Accession 0000950170-24-120928

CIK 0001015739other

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 5:24 PM ET

Size

8.8 KB

Accession

0000950170-24-120928

Insider Transaction Report

Form 4
Period: 2024-10-31
Traverse David K
Chief Financial Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2024-10-31$2.05/sh+100,000$205,000100,000 total
    Exercise: $2.05Exp: 2034-10-31Common Stock (100,000 underlying)
Holdings
  • Common Stock

    27,785
  • Unrestriced Stock Award

    Exercise: $0.00Common Stock (24,000 underlying)
    24,000
  • Stock Option (Right to Buy)

    Exercise: $2.21Exp: 2029-11-19Common Stock (44,000 underlying)
    44,000
Footnotes (3)
  • [F1]Twenty-five percent of the option will vest annually, beginning on October 31, 2025, and continuing on each anniversary thereafter until fully vested on October 31, 2028
  • [F2]Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.
  • [F3]Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 6,000 shares on December 1, 2024, 6,000 shares on June 1, 2025, 6,000 shares on June 1, 2026 and 6,000 shares on June 1, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

Documents

1 file

Issuer

AWARE INC /MA/

CIK 0001015739

Entity typeother

Related Parties

1
  • filerCIK 0001998257

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 5:24 PM ET
Size
8.8 KB