Home/Filings/4/0000950170-24-124214
4//SEC Filing

Frisch Scott M. 4

Accession 0000950170-24-124214

CIK 0001842939other

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 5:00 PM ET

Size

8.5 KB

Accession

0000950170-24-124214

Insider Transaction Report

Form 4
Period: 2024-10-11
Transactions
  • Award

    Stock Option (right to buy)

    2024-10-11+76,87876,878 total
    Exercise: $0.36From: 2025-10-11Exp: 2034-10-11Common Stock (76,878 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    7,598
  • Stock Option (right to buy)

    Exercise: $2.88From: 2024-10-09Exp: 2033-10-09Common Stock (76,878 underlying)
    76,878
Footnotes (2)
  • [F1]The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of his filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.
  • [F2]Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.

Documents

1 file

Issuer

Carmell Corp

CIK 0001842939

Entity typeother

Related Parties

1
  • filerCIK 0001997294

Filing Metadata

Form type
4
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 5:00 PM ET
Size
8.5 KB