4//SEC Filing
Upton Richard A 4
Accession 0000950170-24-124217
CIK 0001842939other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 5:00 PM ET
Size
8.6 KB
Accession
0000950170-24-124217
Insider Transaction Report
Form 4
Carmell CorpCTCX
Upton Richard A
Director
Transactions
- Award
Stock Option (right to buy)
2024-10-11+76,878→ 76,878 totalExercise: $0.36From: 2025-10-11Exp: 2034-10-11→ Common Stock (76,878 underlying)
Holdings
- 1,358,019(indirect: Harbor Light Capital Partners)
Commmon Stock
- 15,000
Common Stock
- 76,878
Stock Option (right to buy)
Exercise: $2.11From: 2022-09-23Exp: 2031-09-23→ Common Stock (76,878 underlying)
Footnotes (2)
- [F1]Carmell Series of Harbor Light Direct Investment, LLC is the record holder of 1,248,114 shares and Harbor Light Direct Investment, LP is the record holder of 109,905 shares. The Reporting Person is the General Partner of Harbor Light Capital Partners, the investment manager to these entities, and may be deemed the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.
- [F2]Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.
Documents
Issuer
Carmell Corp
CIK 0001842939
Entity typeother
Related Parties
1- filerCIK 0001375726
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 5:00 PM ET
- Size
- 8.6 KB