4//SEC Filing
Spain Kevin 4
Accession 0000950170-24-127002
CIK 0001516513other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 4:00 PM ET
Size
15.8 KB
Accession
0000950170-24-127002
Insider Transaction Report
Form 4
Doximity, Inc.DOCS
Spain Kevin
Director
Transactions
- Other
Class A Common Stock
2024-11-12−3,858,182→ 0 total(indirect: By Emergence Capital Partners II, L.P.) - Other
Class A Common Stock
2024-11-12−193,750→ 581,250 total(indirect: By Emergence Capital Opportunity I, L.P.) - Conversion
Class B Common Stock
2024-11-12−3,858,182→ 4,820,546 total(indirect: By Emergence Capital Partners II, L.P.)→ Class A Common Stock (3,858,182 underlying) - Conversion
Class A Common Stock
2024-11-12+3,858,182→ 3,858,182 total(indirect: By Emergence Capital Partners II, L.P.)
Holdings
- 11,904
Class A Common Stock
- 302,224(indirect: See footnote)
Class A Common Stock
Footnotes (6)
- [F1]On November 12, 2024, Emergence Capital Partners II, L.P. ("ECP II") converted in the aggregate 3,858,182 shares of the Issuer's Class B Common Stock into 3,858,182 shares of the Issuer's Class A Common Stock. Subsequently on the same date, ECP II distributed in-kind, without consideration, all 3,858,182 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners II, L.P. ("EEP II"), in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP II of its pro rata interest of the distribution (620,611 shares of Class A Common Stock), EEP II distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
- [F2]These shares are held directly by ECP II. The sole general partner of ECP II is EEP II, and the sole general partner of EEP II is Emergence GP Partners, LLC ("EGP"). The Reporting Person is a member of EEP II. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by ECP II, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose.
- [F3]These shares are held directly by Emergence Capital Opportunity I, L.P. ("ECO I"). The sole general partner of ECO I is Emergence Equity Partners VI, L.P. ("EEP VI"), and the sole general partner of EEP VI is EGP. The Reporting Person is a member of EEP VI. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by ECO I, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose.
- [F4]Represents (i) 6,360 restricted stock units ("RSUs") and (ii) 5,544 shares of Class A Common Stock previously issued to the Reporting Person upon vesting of RSUs. The Reporting Person, a member of Emergence Equity Partners II, L.P. ("EEP II"), is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued upon vesting of RSUs to EEP II. As such, the Reporting Person disclaims Section 16 beneficial ownership of such shares, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose.
- [F5]Includes 64,163 shares received pursuant to the distribution-in-kind, as described in footnote (1) and also includes shares received in prior distributions-in-kind, and are held by The Spain-Goralnik Family Trust 12/7/12. The Reporting Person disclaims Section 16 beneficial ownership of such shares, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose.
- [F6]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder, and has no expiration. Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the holder; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
Documents
Issuer
Doximity, Inc.
CIK 0001516513
Entity typeother
Related Parties
1- filerCIK 0001586891
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 4:00 PM ET
- Size
- 15.8 KB