|4Nov 14, 4:21 PM ET

Jordan James Buckly 4

4 · Serve Robotics Inc. /DE/ · Filed Nov 14, 2024

Insider Transaction Report

Form 4
Period: 2024-11-12
Transactions
  • Sale

    Common Stock

    2024-11-12$8.74/sh140,231$1,225,310518,804 total(indirect: By LLC)
  • Sale

    Common Stock

    2024-11-13$8.40/sh3,872$32,535514,932 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By LLC)
    9,200
  • Common Stock

    (indirect: By LLC)
    77,291
  • Common Stock

    1,771
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.53 to $9.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F2]The Reporting Person is the Managing Partner of Wavemaker Global Select II, LLC and has dispositive power over the shares of common stock held thereby. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F3]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.06 to $8.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F4]The Reporting Person has voting and dispositive power over the shares held by Future VC, LLC and Match Robotics VC, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4