D'Aniello Daniel A. 4
4 · Carlyle Group Inc. · Filed Nov 14, 2024
Insider Transaction Report
Form 4
D'Aniello Daniel A.
DirectorFounder and Chairman
Transactions
- Sale
Common Stock
2024-11-12$51.37/sh−434,230$22,306,395→ 61,312 total(indirect: See Footnote) - Sale
Common Stock
2024-11-12$52.69/sh−61,312$3,230,529→ 0 total(indirect: See Footnote)
Holdings
- 32,504,102
Common Stock
Footnotes (4)
- [F1]The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
- [F2]The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
- [F3]Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family.
- [F4]Includes 17,000 shares of common stock that were transferred by Carlyle Group Management L.L.C. on July 10, 2024, which securities were previously reported as indirectly beneficially owned by the reporting person and the transfer of which was exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934, as amended.