DICK ROGER L 4
4 · UWHARRIE CAPITAL CORP · Filed Nov 19, 2024
Insider Transaction Report
Form 4
DICK ROGER L
President/CEO of UCC
Transactions
- Other
Common Stock
2024-11-18+181→ 9,239 total - Other
Common Stock
2024-11-18+52→ 2,682 total - Other
Common Stock
2024-11-18+1,753→ 89,423 total
Footnotes (5)
- [F1]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
- [F2]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-18-2024 as of Record Date 10-28-2024. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Cop on 11-18-2024 as of Record Date 10-28-2024.
- [F4]Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
- [F5]Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian