Duke University 3

Accession 0000950170-24-130322

CIK 0001860879other

View on SEC.gov Company Profile

Filed

Nov 21, 7:00 PM ET

Accepted

Nov 22, 6:19 PM ET

Size

20.6 KB

Accession

0000950170-24-130322

Insider Transaction Report

Form 3

Period: 2024-08-13

Rigel Resource Acquisition Corp.RRAC

DUMAC, INC.

10% Owner

Holdings

Class A Ordinary Shares
(indirect: See Footnotes)
151,000
Class A Ordinary Shares
(indirect: See Footnotes)
192,000
Class A Ordinary Shares
(indirect: See Footnotes)
548,000
Class A Ordinary Shares
(indirect: See Footnotes)
109,000

Duke University

10% Owner

Holdings

Class A Ordinary Shares
(indirect: See Footnotes)
192,000
Class A Ordinary Shares
(indirect: See Footnotes)
109,000
Class A Ordinary Shares
(indirect: See Footnotes)
548,000
Class A Ordinary Shares
(indirect: See Footnotes)
151,000

Footnotes (6)

[F1]The Duke Endowment, a charitable trust, indirectly holds 192,000 Class A Ordinary Shares of Rigel Resource Acquisition Corp (the "Issuer") through G JBD LLC, a single member limited liability company wholly owned by The Duke Endowment. DUMAC, Inc. ("DUMAC") has been delegated voting and investment power over such Class A Ordinary Shares of the Issuer through an investment management agreement between DUMAC and The Duke Endowment and therefore DUMAC may be deemed the beneficial owner of such Class A Ordinary Shares.
[F2]DUMAC is a North Carolina non-profit corporation. DUMAC does not hold legal title to its clients' assets. The members of the board of directors of DUMAC are appointed by the executive committee of the board of trustees of Duke University.
[F3]Employees' Retirement Plan of Duke University, a non-profit defined benefit plan, indirectly holds 109,000 Class A Ordinary Shares of the Issuer through G ERP LLC, a single member limited liability company wholly owned by Employees' Retirement Plan of Duke University. DUMAC has been delegated voting and investment power over such Class A Ordinary Shares of the Issuer through an investment management agreement between DUMAC and Employees' Retirement Plan of Duke University and therefore DUMAC may be deemed the beneficial owner of such Class A Ordinary Shares.
[F4]Gothic Corporation ("Gothic"), a non-profit corporation, holds assets, including Class A Ordinary Shares of the Issuer, as a charitable support corporation for Duke University. Gothic indirectly holds 548,000 Class A Ordinary Shares of the Issuer through G LTP LLC, a single member limited liability company wholly owned by Gothic. The members of the board of directors of Gothic are appointed by the executive committee of the board of trustees of Duke University. DUMAC has been delegated voting and investment power over such Class A Ordinary Shares of the Issuer through an investment management agreement between DUMAC and Gothic and therefore DUMAC may be deemed the beneficial owner of such Class A Ordinary Shares.
[F5]Gothic HSP Corporation ("Gothic HSP"), a non-profit corporation, holds assets, including Class A Ordinary Shares of the Issuer, as a charitable support corporation for Duke University Health System, Inc. Gothic HSP indirectly holds 151,000 Class A Ordinary Shares of the Issuer through G HSP LLC, a single member limited liability company wholly owned by Gothic HSP. The members of the board of directors of Gothic HSP are appointed by the board of directors of Duke University Health System, Inc. The members of the board of directors of Duke University Health System, Inc. are appointed by the executive committee of the board of trustees of Duke University. DUMAC has been delegated voting and investment power over such Class A Ordinary Shares of the Issuer through an investment management agreement between DUMAC and Gothic HSP and therefore DUMAC may be deemed the beneficial owner of such Class A Ordinary Shares.
[F6]Each Reporting Person disclaims beneficial ownership of the Class A Ordinary Shares of the Issuer reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such Class A Ordinary Shares for purposes of Section 16 or for any other purpose.

Documents

2 files

Issuer

Rigel Resource Acquisition Corp.

CIK 0001860879

→

Entity typeother

IncorporatedNC

Related Parties

filerCIK 0001439873

Filing Metadata

Form type: 3
Filed: Nov 21, 7:00 PM ET
Accepted: Nov 22, 6:19 PM ET
Size: 20.6 KB

View on SEC.gov